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Account Application  To apply for an account please complete, print and sign the Account Application and send it to us via fax or US mail. Our fax # is 1-845-622-4878. Additional Forms

$25,000 minimum to open a pattern day trading account* $2,000 minimum to open a regular margin trading account. $500 minimum to open a regular cash account.**

You will need Adobe (PDF) Reader to print the additional forms.

Foreign Accounts (Required for Non-US residents)

W8-BEN Certificate of Foreign Status Photocopy of Passport or other Government issued ID. Proof of Address (Copy of a Financial Statement from a Bank or Brokerage account).

Account Transfer

ACAT Request Form (Account Transfer) (Copy of last Statement from other firm Required)

Add Options Trading

Option Agreement

Do you wish to trade options using this account? Required: Options involve specific risks and complexities, and are not suitable for all investors. Prior to buying or selling an option, a person must receive a copy of Characteristics and Risks of Standardized Options. Uncovered options carry special risks and uncovered option writers must also read the Statement for Uncovered Option Writers. Copies of this document are available from our firm by calling 1(800)874-3039. You may also request a copy of the printed booklet delivered by U.S. postal mail.

Add Futures Trading

Futures Account Application If you would like to open a futures trading account you need to submit this form to complete your application process.

Account Protection / Insurance

Member of SIPC, which protects securities customers of its members up to $500,000 (including $100,000 for claims for cash). Explanatory brochure available upon request or at www.sipc.org. Penson Financial Services provides Excess SIPC insurance of $200 million in the aggregate, over all customer accounts, subject to a maximum limit of $900,000 per account, in respect to cash. This excess protection is in addition to the SIPC protection and is subject to certain conditions and limitations. This coverage does not protect against market depreciation, fluctuation or trading loss.

*Note: According to FINRA (NASD) & SEC rules, pattern day traders must maintain a $25,000 equity balance to remain on margin and receive 4 to 1 day trading buying power. *FINRA NASD Rule 2520: Pattern Day Trading Rule **$500 minimum for WEB software only. $2000 minimum for DAS PRO or IQ software.

Free Real-Time Day Trading Demo Trial

All transactions are executed through Stock USA Investments Member FINRA, SIPC & NFA